Preparation for ART licence
- Necessary organizational adjustments
- adjustment of capital and own funds to the requirements
- providing managerial staff with appropriate competences
- the appointment of an AML inspector
- appointment of an internal controller
- appointment of a statutory auditor and an audit firm
- Outsourcing
- correct qualification and procedure for outsourcing (which services used by the Applicant are not subject to outsourcing regulations, which constitute outsourcing, effects)
- development of internal and contractual documentation
- Legal qualification of products for individual services in the field of cryptoassets
- the correct legal qualification of the services to be provided
- legal opinion stating that ART does not qualify as a MiCA-exempt crypto-asset or an electronic money token (EMT)
- Adaptation of the product to the requirements
- the correct process of establishing a relationship with the client (onboarding)
- IT and security infrastructure
- identification of IT systems that will be used in activities related to ART
- developing a description of the infrastructure and security processes
- identification of cloud solutions used in activities related to ART
See also:
What DLK provides with the ART licence
application - model procedures and documentation - procedure
What DLK provides with the ART licenceRequirements and stages of the ART licence
organisation - documentation - capitals
Requirements and stages of the ART licenceCASP license requirements and stages
organization - documentation - capitals
CASP license requirements and stagesPreparation for CASP license
legal qualification - documentation - internal organization
Preparation for CASP licenseWhat DLK provides with the CASP license
application - model procedures and documentation - procedure
What DLK provides with the CASP license