Recommended: MiFID III / MiFIR II – implementation of new regulatory requirements in the financial instruments market, 02.10.2024: online

On behalf of the organizers and ourselves, we recommend the event:

MiFID III / MiFIR II – implementation of new regulatory requirements in the financial instruments market

organized by MMC.

Krzysztof Korus, PhD, attorney-at-law, DLK Legal Partner, will present the speech:

Supervision of financial institutions in terms of compliance with MiFID and MiFIR regulations

The speech will discuss, among other things:

  • How does the PFSC conduct inspections? What are the main areas of control? An overview of the PFSA’s recent penalties
  • How does ESMA cooperate with KNF to ensure the correct application of MiFID and MiFIR regulations?
  • What are the OCCP’s competencies in protecting consumers in the financial market? Examples of OCCP’s interventions.

More information and a detailed program are available on the event website.

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Krzysztof Korus
attorney-at-law, partner Krzysztof Korus

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