Due diligence for a crypto asset exchange

We advised a global crypto asset exchange in:

Due diligence of a Polish subsidiary
for the holding company’s IPO

When preparing for an IPO, companies that conduct strictly regulated activities and have subsidiaries usually also conduct an audit of their subsidiaries. The compliance of the subsidiaries can indeed have a significant impact on the final result of the operation.
In financial services with a European Union (EU) compliance component, the compliance of the holding company that serves clients from the European Economic Area (EEA) is crucial for securing the group’s income from operations in this region of the world.

DLK’s advisory included:

• Audit of the Polish holding company’s compliance with the relevant legal requirements, particularly with regard to AML/CFT, sanctions regimes, reverse solicitation rules, data protection and corporate requirements.